Senior Director, Monitoring & Testing (Remote) | Career Opportunities | Brex
Open an account

Careers

Senior Director, Monitoring & Testing (Remote)

Senior Director, Monitoring & Testing (Remote)

Why join us
Brex is reimagining financial systems so every growing company can realize their full potential. As the financial OS, we’re building software and services in one place—disrupting long-entrenched institutions with products and experiences that better serve the ambitions of our customers.

Working at Brex allows you to push your limits, challenge the status quo, and collaborate with some of the brightest minds in the industry. We’re committed to building a diverse team and inclusive culture and believe your potential should only be limited by how big you can dream. We make this a reality by empowering you with the tools, resources, and support you need to grow your career.

Compliance Team at Brex 
The Compliance team helps the company grow responsibility, advocating for Brex and for the thousands of growing businesses we serve. We own the compliance policies for Brex, provide strategic advice and guidance to all Brex teams, protect Brex from Financial Crime and other compliance risks, and represent the company externally on key regulatory and policy issues.  Reimagining the financial system in a highly regulated environment requires creativity and resourcefulness, and we welcome the challenge.

What you’ll do
Join a growing team to help us create oversight of Brex’s compliance management system, including systematic tools, operations, and conduct. Design the strategy and tools to assess and validate the overall effectiveness of compliance related policies and procedures and internal controls. Identify, correct, and report compliance issues to senior management.

Responsibilities

  • Build out our control framework; design and evaluate the effectiveness of controls embedded within business processes
  • Develop and implement annual test plan; adjust accordingly as our product portfolio grows
  • Oversee design of systematic tools to support monitoring and control framework
  • Execute compliance testing reviews of business activities to ensure adherence to applicable laws/rules/regulations 
  • Fully understand our operations, US laws and regulations and their regulatory environment that impact the businesses under review.  Expert understanding of the BSA and FFIEC testing is critical.
  • Work in a fast-paced environment to help Brex meet our regulatory requirements and keep pace with our rapid growth
  • Work with Legal and Compliance to stay updated on regulations impacting new and existing products
  • Build cooperative relationships with the business and business partners
  • Participate in ad hoc Compliance related projects

Requirements

  • 8+ years of experience in a Financial Institution or FinTech compliance-related practice, including conducting monitoring and testing for controls and control systems
  • 3+ years managing teams
  • Experience building control frameworks; designing and evaluating the effectiveness of controls embedded within business processes
  • Experience in a mix of FinTech, government/regulatory, and financial services/technology industries 
  • Understand compliance testing and audit processes for executing reviews and document requirements for work performed
  • Ability to think critically, have a healthy skepticism and work independently
  • Effective time management to meet tight deadlines, use an attention to detail and accuracy to achieve quality results
  • Experience utilizing automation to enhance and scale operations
  • Experience with continually evolving a risk-based monitoring program with a focus on automation and scalability
  • Experience collaborating with diverse teams to solve problems
  • Excellent communication skills (written and oral) with the ability to convey issues succinctly

Bonus points

  • CIA or equivalent certification
  • FDIC, SEC, or FINRA experience



 

Open an account

Careers

Senior Director, Monitoring & Testing (Remote)

Senior Director, Monitoring & Testing (Remote)

Why join us
Brex is reimagining financial systems so every growing company can realize their full potential. As the financial OS, we’re building software and services in one place—disrupting long-entrenched institutions with products and experiences that better serve the ambitions of our customers.

Working at Brex allows you to push your limits, challenge the status quo, and collaborate with some of the brightest minds in the industry. We’re committed to building a diverse team and inclusive culture and believe your potential should only be limited by how big you can dream. We make this a reality by empowering you with the tools, resources, and support you need to grow your career.

Compliance Team at Brex 
The Compliance team helps the company grow responsibility, advocating for Brex and for the thousands of growing businesses we serve. We own the compliance policies for Brex, provide strategic advice and guidance to all Brex teams, protect Brex from Financial Crime and other compliance risks, and represent the company externally on key regulatory and policy issues.  Reimagining the financial system in a highly regulated environment requires creativity and resourcefulness, and we welcome the challenge.

What you’ll do
Join a growing team to help us create oversight of Brex’s compliance management system, including systematic tools, operations, and conduct. Design the strategy and tools to assess and validate the overall effectiveness of compliance related policies and procedures and internal controls. Identify, correct, and report compliance issues to senior management.

Responsibilities

  • Build out our control framework; design and evaluate the effectiveness of controls embedded within business processes
  • Develop and implement annual test plan; adjust accordingly as our product portfolio grows
  • Oversee design of systematic tools to support monitoring and control framework
  • Execute compliance testing reviews of business activities to ensure adherence to applicable laws/rules/regulations 
  • Fully understand our operations, US laws and regulations and their regulatory environment that impact the businesses under review.  Expert understanding of the BSA and FFIEC testing is critical.
  • Work in a fast-paced environment to help Brex meet our regulatory requirements and keep pace with our rapid growth
  • Work with Legal and Compliance to stay updated on regulations impacting new and existing products
  • Build cooperative relationships with the business and business partners
  • Participate in ad hoc Compliance related projects

Requirements

  • 8+ years of experience in a Financial Institution or FinTech compliance-related practice, including conducting monitoring and testing for controls and control systems
  • 3+ years managing teams
  • Experience building control frameworks; designing and evaluating the effectiveness of controls embedded within business processes
  • Experience in a mix of FinTech, government/regulatory, and financial services/technology industries 
  • Understand compliance testing and audit processes for executing reviews and document requirements for work performed
  • Ability to think critically, have a healthy skepticism and work independently
  • Effective time management to meet tight deadlines, use an attention to detail and accuracy to achieve quality results
  • Experience utilizing automation to enhance and scale operations
  • Experience with continually evolving a risk-based monitoring program with a focus on automation and scalability
  • Experience collaborating with diverse teams to solve problems
  • Excellent communication skills (written and oral) with the ability to convey issues succinctly

Bonus points

  • CIA or equivalent certification
  • FDIC, SEC, or FINRA experience



 

Careers

Senior Director, Monitoring & Testing (Remote)

Senior Director, Monitoring & Testing (Remote)

Why join us
Brex is reimagining financial systems so every growing company can realize their full potential. As the financial OS, we’re building software and services in one place—disrupting long-entrenched institutions with products and experiences that better serve the ambitions of our customers.

Working at Brex allows you to push your limits, challenge the status quo, and collaborate with some of the brightest minds in the industry. We’re committed to building a diverse team and inclusive culture and believe your potential should only be limited by how big you can dream. We make this a reality by empowering you with the tools, resources, and support you need to grow your career.

Compliance Team at Brex 
The Compliance team helps the company grow responsibility, advocating for Brex and for the thousands of growing businesses we serve. We own the compliance policies for Brex, provide strategic advice and guidance to all Brex teams, protect Brex from Financial Crime and other compliance risks, and represent the company externally on key regulatory and policy issues.  Reimagining the financial system in a highly regulated environment requires creativity and resourcefulness, and we welcome the challenge.

What you’ll do
Join a growing team to help us create oversight of Brex’s compliance management system, including systematic tools, operations, and conduct. Design the strategy and tools to assess and validate the overall effectiveness of compliance related policies and procedures and internal controls. Identify, correct, and report compliance issues to senior management.

Responsibilities

  • Build out our control framework; design and evaluate the effectiveness of controls embedded within business processes
  • Develop and implement annual test plan; adjust accordingly as our product portfolio grows
  • Oversee design of systematic tools to support monitoring and control framework
  • Execute compliance testing reviews of business activities to ensure adherence to applicable laws/rules/regulations 
  • Fully understand our operations, US laws and regulations and their regulatory environment that impact the businesses under review.  Expert understanding of the BSA and FFIEC testing is critical.
  • Work in a fast-paced environment to help Brex meet our regulatory requirements and keep pace with our rapid growth
  • Work with Legal and Compliance to stay updated on regulations impacting new and existing products
  • Build cooperative relationships with the business and business partners
  • Participate in ad hoc Compliance related projects

Requirements

  • 8+ years of experience in a Financial Institution or FinTech compliance-related practice, including conducting monitoring and testing for controls and control systems
  • 3+ years managing teams
  • Experience building control frameworks; designing and evaluating the effectiveness of controls embedded within business processes
  • Experience in a mix of FinTech, government/regulatory, and financial services/technology industries 
  • Understand compliance testing and audit processes for executing reviews and document requirements for work performed
  • Ability to think critically, have a healthy skepticism and work independently
  • Effective time management to meet tight deadlines, use an attention to detail and accuracy to achieve quality results
  • Experience utilizing automation to enhance and scale operations
  • Experience with continually evolving a risk-based monitoring program with a focus on automation and scalability
  • Experience collaborating with diverse teams to solve problems
  • Excellent communication skills (written and oral) with the ability to convey issues succinctly

Bonus points

  • CIA or equivalent certification
  • FDIC, SEC, or FINRA experience