Head of Compliance Operations (Remote) | Career Opportunities | Brex
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Head of Compliance Operations (Remote)

Head of Compliance Operations (Remote)

Why join us
Brex is reimagining financial systems so every growing company can realize their full potential. As the financial OS, we’re building software and services in one place—disrupting long-entrenched institutions with products and experiences that better serve the ambitions of our customers.

Working at Brex allows you to push your limits, challenge the status quo, and collaborate with some of the brightest minds in the industry. We’re committed to building a diverse team and inclusive culture and believe your potential should only be limited by how big you can dream. We make this a reality by empowering you with the tools, resources, and support you need to grow your career.

Compliance Team at Brex 
The Compliance team helps the company grow responsibility, advocating for Brex and for the thousands of growing businesses we serve. We own the compliance policies for Brex, provide strategic advice and guidance to all Brex teams, protect Brex from Financial Crime and other compliance risks, and represent the company externally on key regulatory and policy issues.  Reimagining the financial system in a highly regulated environment requires creativity and resourcefulness, and we welcome the challenge.

What you’ll do
The Head of Compliance Operations will manage and oversee the compliance operations functions for Brex.  Reporting to the Chief Compliance Officer, this person will be responsible for providing innovative, timely and efficient services to Brex’s business partners.  

Responsibilities

  • Manage and oversee the compliance operations functions for Brex
  • Will be responsible for all aspects of Enhanced Due Diligence, Product Compliance, Issue Management, Financial Crime Investigations and External Response
  • Ensure a metrics-based approach to decision making with crisp, clear goals
  • Improve processes, procedures, and policies in performing reviews of higher risk clients to identify financial crimes risk
  • Improve process and procedures for AML Investigations
  • Build on Brex’s culture of compliance and ensure enterprise-wide compliance
  • Inspire team with enthusiastic and thoughtful leadership
  • Partner with the Legal team on all components of product counseling
  • Work closely with key onboarding and fraud leaders to maintain a low friction onboarding process
  • Liaise with regulators and financial partners on compliance matters

Requirements

  • 10 + years of relevant experience (ideally, more) in some combination of the following: banks, broker-dealers, government regulators, or SROs
  • 5+ years experience leading and building teams 
  • Comprehensive knowledge of compliance operations
  • Demonstrated experience building high-functioning teams especially in hypergrowth environments
  • Strong operational abilities with an eye for optimizing and improving procedures
  • Ability to work cross-functionally with ease
  • Exceptional communication skills, from novice to expert audiences and explanatory to advocacy circumstances
  • Exceptional judgment and integrity
Open an account

Careers

Head of Compliance Operations (Remote)

Head of Compliance Operations (Remote)

Why join us
Brex is reimagining financial systems so every growing company can realize their full potential. As the financial OS, we’re building software and services in one place—disrupting long-entrenched institutions with products and experiences that better serve the ambitions of our customers.

Working at Brex allows you to push your limits, challenge the status quo, and collaborate with some of the brightest minds in the industry. We’re committed to building a diverse team and inclusive culture and believe your potential should only be limited by how big you can dream. We make this a reality by empowering you with the tools, resources, and support you need to grow your career.

Compliance Team at Brex 
The Compliance team helps the company grow responsibility, advocating for Brex and for the thousands of growing businesses we serve. We own the compliance policies for Brex, provide strategic advice and guidance to all Brex teams, protect Brex from Financial Crime and other compliance risks, and represent the company externally on key regulatory and policy issues.  Reimagining the financial system in a highly regulated environment requires creativity and resourcefulness, and we welcome the challenge.

What you’ll do
The Head of Compliance Operations will manage and oversee the compliance operations functions for Brex.  Reporting to the Chief Compliance Officer, this person will be responsible for providing innovative, timely and efficient services to Brex’s business partners.  

Responsibilities

  • Manage and oversee the compliance operations functions for Brex
  • Will be responsible for all aspects of Enhanced Due Diligence, Product Compliance, Issue Management, Financial Crime Investigations and External Response
  • Ensure a metrics-based approach to decision making with crisp, clear goals
  • Improve processes, procedures, and policies in performing reviews of higher risk clients to identify financial crimes risk
  • Improve process and procedures for AML Investigations
  • Build on Brex’s culture of compliance and ensure enterprise-wide compliance
  • Inspire team with enthusiastic and thoughtful leadership
  • Partner with the Legal team on all components of product counseling
  • Work closely with key onboarding and fraud leaders to maintain a low friction onboarding process
  • Liaise with regulators and financial partners on compliance matters

Requirements

  • 10 + years of relevant experience (ideally, more) in some combination of the following: banks, broker-dealers, government regulators, or SROs
  • 5+ years experience leading and building teams 
  • Comprehensive knowledge of compliance operations
  • Demonstrated experience building high-functioning teams especially in hypergrowth environments
  • Strong operational abilities with an eye for optimizing and improving procedures
  • Ability to work cross-functionally with ease
  • Exceptional communication skills, from novice to expert audiences and explanatory to advocacy circumstances
  • Exceptional judgment and integrity

Careers

Head of Compliance Operations (Remote)

Head of Compliance Operations (Remote)

Why join us
Brex is reimagining financial systems so every growing company can realize their full potential. As the financial OS, we’re building software and services in one place—disrupting long-entrenched institutions with products and experiences that better serve the ambitions of our customers.

Working at Brex allows you to push your limits, challenge the status quo, and collaborate with some of the brightest minds in the industry. We’re committed to building a diverse team and inclusive culture and believe your potential should only be limited by how big you can dream. We make this a reality by empowering you with the tools, resources, and support you need to grow your career.

Compliance Team at Brex 
The Compliance team helps the company grow responsibility, advocating for Brex and for the thousands of growing businesses we serve. We own the compliance policies for Brex, provide strategic advice and guidance to all Brex teams, protect Brex from Financial Crime and other compliance risks, and represent the company externally on key regulatory and policy issues.  Reimagining the financial system in a highly regulated environment requires creativity and resourcefulness, and we welcome the challenge.

What you’ll do
The Head of Compliance Operations will manage and oversee the compliance operations functions for Brex.  Reporting to the Chief Compliance Officer, this person will be responsible for providing innovative, timely and efficient services to Brex’s business partners.  

Responsibilities

  • Manage and oversee the compliance operations functions for Brex
  • Will be responsible for all aspects of Enhanced Due Diligence, Product Compliance, Issue Management, Financial Crime Investigations and External Response
  • Ensure a metrics-based approach to decision making with crisp, clear goals
  • Improve processes, procedures, and policies in performing reviews of higher risk clients to identify financial crimes risk
  • Improve process and procedures for AML Investigations
  • Build on Brex’s culture of compliance and ensure enterprise-wide compliance
  • Inspire team with enthusiastic and thoughtful leadership
  • Partner with the Legal team on all components of product counseling
  • Work closely with key onboarding and fraud leaders to maintain a low friction onboarding process
  • Liaise with regulators and financial partners on compliance matters

Requirements

  • 10 + years of relevant experience (ideally, more) in some combination of the following: banks, broker-dealers, government regulators, or SROs
  • 5+ years experience leading and building teams 
  • Comprehensive knowledge of compliance operations
  • Demonstrated experience building high-functioning teams especially in hypergrowth environments
  • Strong operational abilities with an eye for optimizing and improving procedures
  • Ability to work cross-functionally with ease
  • Exceptional communication skills, from novice to expert audiences and explanatory to advocacy circumstances
  • Exceptional judgment and integrity